SFC Licences of LAU Hoi Yee, Vivian 劉凱宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 16 October 2019 | 31 October 2023 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 04 December 2018 | 31 October 2023 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 04 December 2018 | 31 October 2023 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 06 February 2012 | 09 November 2018 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 28 December 2011 | 09 November 2018 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 19 January 2010 | 26 November 2011 |
| T.F.S. Derivatives HK Limited | RE | 1 | 23 November 2009 | 04 December 2009 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 13 October 2008 | 15 June 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 03 January 2008 | 15 June 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 03 January 2008 | 15 June 2009 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 04 March 2005 | 11 November 2007 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 04 February 2005 | 28 February 2005 |