SFC Licences of TOTTON Craig Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RO | 7 | 01 October 2018 | 14 February 2020 |
| ICAP Securities Hong Kong Limited | RO | 2 | 01 October 2018 | 14 February 2020 |
| ICAP Securities Hong Kong Limited | RO | 1 | 01 October 2018 | 14 February 2020 |
| ICAP Securities Hong Kong Limited | RO | 7 | 27 April 2018 | 30 September 2018 |
| ICAP Securities Hong Kong Limited | RO | 2 | 07 November 2017 | 30 September 2018 |
| ICAP Securities Hong Kong Limited | RO | 1 | 07 November 2017 | 30 September 2018 |
| ICAP Securities Hong Kong Limited | RE | 2 | 25 February 2016 | 07 November 2017 |
| ICAP Securities Hong Kong Limited | RE | 1 | 25 February 2016 | 07 November 2017 |
| Tullett Prebon (Hong Kong) Limited | RO | 7 | 09 June 2014 | 26 September 2014 |
| Tullett Prebon (Hong Kong) Limited | RO | 2 | 26 August 2010 | 26 September 2014 |
| Tullett Prebon (Hong Kong) Limited | RO | 1 | 26 August 2010 | 26 September 2014 |