SFC Licences of FUNG Siu Ping 馮小平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 07 July 2017 | 05 October 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 July 2017 | 05 October 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 17 October 2016 | 07 April 2017 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 17 October 2003 | 24 February 2004 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 10 October 2003 | 24 February 2004 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 October 2003 | 24 February 2004 |
| FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 19 September 2003 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 19 September 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 19 September 2003 |
| Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 19 September 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 19 September 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 19 September 2003 |
| Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 19 September 2003 |