SFC Licences of WONG Pui Ling, Emenry 黃佩玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 26 June 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 26 June 2023
Emperor Asset Management Limited 英皇資產管理有限公司 RE 9 27 June 2022 25 May 2023
Emperor Securities Limited 英皇證券有限公司 RE 4 27 June 2022 25 May 2023
Emperor Securities Limited 英皇證券有限公司 RE 1 27 June 2022 25 May 2023
Emperor Futures Limited 英皇期貨有限公司 RE 2 27 June 2022 25 May 2023
Central China International Securities Co., Limited 中州國際證券有限公司 RE 4 06 June 2019 16 December 2020
Central China International Securities Co., Limited 中州國際證券有限公司 RE 1 06 June 2019 16 December 2020
Quam Securities Limited 華富建業證券有限公司 RO 1 14 November 2017 26 November 2018
Quam Securities Limited 華富建業證券有限公司 RE 6 14 November 2017 26 November 2018
Quam Securities Limited 華富建業證券有限公司 RE 1 20 July 2017 14 November 2017
Avalok Capital Limited 宏觀資本有限公司 RO 1 15 August 2016 02 May 2017
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 05 June 2014 06 November 2015
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 4 05 June 2014 06 November 2015
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 05 June 2014 06 November 2015
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 26 July 2013 04 April 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 4 26 July 2013 04 April 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 05 June 2013 04 April 2014
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 25 September 2012 14 May 2013
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 03 September 2012 14 September 2012
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 16 December 2009 14 September 2012
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 16 February 2004 11 December 2009
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 RE 1 01 April 2003 10 February 2004
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 RE 4 01 April 2003 10 February 2004
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 RE 6 01 April 2003 10 February 2004
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 RE 9 01 April 2003 10 February 2004