SFC Licences of SO Raymond 蘇利民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 | RE | 6 | 29 October 2007 | 02 November 2007 |
| Central China International Capital Limited 中州國際融資有限公司 | RE | 6 | 29 October 2007 | 02 November 2007 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RO | 6 | 17 September 2005 | 14 October 2007 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 6 | 21 January 2004 | 10 August 2004 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 6 | 28 August 2003 | 21 January 2004 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 01 April 2003 | 12 August 2003 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 4 | 01 April 2003 | 12 August 2003 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 6 | 01 April 2003 | 12 August 2003 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 9 | 01 April 2003 | 12 August 2003 |