SFC Licences of YEUNG Kai Ho, Henry 楊繼灝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LY Capital Limited 絡繹資本有限公司 | RO | 6 | 11 December 2013 | |
LY Capital Limited 絡繹資本有限公司 | RO | 1 | 11 December 2013 | |
Fulbright Capital Limited 富昌融資有限公司 | RO | 6 | 14 June 2011 | 01 September 2013 |
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 | RO | 6 | 24 July 2008 | 02 August 2010 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 02 June 2003 | 29 April 2008 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 01 April 2003 | 02 June 2003 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 6 | 01 April 2003 | 25 April 2003 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 01 April 2003 | 25 April 2003 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 9 | 01 April 2003 | 25 April 2003 |