SFC Licences of HUI Chi Kong, Joseph 許志光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KEYSTONE CAPITAL LIMITED 翹石資本有限公司 RE 9 05 July 2021 20 August 2021
KEYSTONE CAPITAL LIMITED 翹石資本有限公司 RE 4 05 July 2021 20 August 2021
Basel Capital Limited 巴塞爾資本有限公司 RE 9 09 November 2020 05 January 2021
Basel Capital Limited 巴塞爾資本有限公司 RE 4 09 November 2020 05 January 2021
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 9 29 September 2020 11 October 2020
CMBC Securities Company Limited 民銀證券有限公司 RE 4 13 August 2020 11 October 2020
CMBC Securities Company Limited 民銀證券有限公司 RE 1 13 August 2020 11 October 2020
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 22 October 2015 02 July 2020
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 22 October 2015 02 July 2020
Centaline Securities Limited 中原證券有限公司 RE 1 14 November 2014 03 October 2015
Centaline Wealth Management Limited 中原資產管理有限公司 RE 1 06 February 2014 03 October 2015
Midland Wealth Management Limited 美聯資產管理有限公司 RE 1 26 February 2010 04 March 2011
Midland Wealth Management Limited 美聯資產管理有限公司 RE 4 06 March 2009 04 March 2011
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 18 October 2005 06 February 2009