SFC Licences of CHAN Siu Chung 陳兆聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 18 March 2004 | 03 September 2004 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 01 April 2003 | 30 December 2003 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 | RE | 9 | 01 April 2003 | 30 December 2003 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 | RE | 4 | 01 April 2003 | 29 December 2003 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 | RE | 6 | 01 April 2003 | 29 December 2003 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 6 | 01 April 2003 | 29 December 2003 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 4 | 01 April 2003 | 29 December 2003 |