SFC Licences of WAT Hin Pong 屈顯邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Canfield Securities Company Limited 勤豐證券有限公司 | RO | 1 | 18 April 2018 | 31 March 2020 |
| Canfield Securities Company Limited 勤豐證券有限公司 | RE | 1 | 27 September 2017 | 18 April 2018 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 | RO | 1 | 28 August 2009 | 03 February 2017 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RO | 1 | 01 December 2008 | 29 June 2009 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 01 February 2008 | 01 December 2008 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 09 September 2004 | 31 January 2008 |
| Beijing Securities Limited 北京證券有限公司 | RE | 1 | 01 April 2003 | 09 September 2004 |
| Beijing Securities Limited 北京證券有限公司 | RE | 4 | 01 April 2003 | 03 June 2003 |
| Beijing Securities Limited 北京證券有限公司 | RE | 6 | 01 April 2003 | 03 June 2003 |
| Beijing Securities Limited 北京證券有限公司 | RE | 9 | 01 April 2003 | 03 June 2003 |