SFC Licences of HO Wai Yee, Winnie 何慧兒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 4 15 July 2019
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 1 15 July 2019
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 1 01 December 2015 15 August 2018
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 4 17 June 2015 15 August 2018
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 28 August 2012 18 May 2015
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 28 August 2012 18 May 2015
Schroder Investment Management (Hong Kong) Limited RE 9 04 August 2006 21 August 2012
Schroder Investment Management (Hong Kong) Limited RE 4 04 August 2006 21 August 2012
Schroder Investment Management (Hong Kong) Limited RE 1 04 August 2006 21 August 2012
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 24 January 2005 23 July 2006
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 01 April 2003 23 July 2006
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 01 April 2003 23 July 2006
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 6 01 April 2003 20 October 2004
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 01 April 2003 20 October 2004