SFC Licences of KE Wing Shuen 柯泳璇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 4 01 December 2022
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 1 16 August 2018
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 4 06 July 2018 31 December 2022
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 9 22 June 2017 30 April 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 08 May 2017 30 April 2018
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 08 June 2015 01 May 2017
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 08 June 2015 01 May 2017
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 16 January 2014 30 January 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 4 16 January 2014 30 January 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 1 16 January 2014 30 January 2015
Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 RE 4 27 March 2009 18 December 2013
Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 RE 1 27 March 2009 18 December 2013
HSBC Investment Funds (Hong Kong) Limited RE 9 05 August 2008 25 September 2008
HSBC Investment Funds (Hong Kong) Limited RE 4 05 August 2008 25 September 2008
HSBC Investment Funds (Hong Kong) Limited RE 1 05 August 2008 25 September 2008
HSBC Global Asset Management (Hong Kong) Limited RE 9 05 August 2008 25 September 2008
HSBC Global Asset Management (Hong Kong) Limited RE 4 05 August 2008 25 September 2008
HSBC Global Asset Management (Hong Kong) Limited RE 1 05 August 2008 25 September 2008
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 01 April 2003 04 July 2008
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 01 April 2003 04 July 2008
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 01 April 2003 04 July 2008
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 6 01 April 2003 20 October 2004