SFC Licences of KWOK Oi Lung, Roy 郭凱龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Apollo Management Asia Pacific Limited RO 9 04 July 2022 01 April 2023
Apollo Management Asia Pacific Limited RO 4 27 October 2021 01 April 2023
Apollo Management Asia Pacific Limited RO 1 02 July 2020 01 April 2023
Apollo Management Hong Kong Limited RO 1 19 February 2020 01 July 2020
Jinghui Capital Limited 景匯資本有限公司 RO 9 26 November 2018 28 February 2019
Jinghui Capital Limited 景匯資本有限公司 RO 4 26 November 2018 28 February 2019
Tianli Financial Limited 天利金融有限公司 RO 9 28 November 2016 15 May 2018
Tianli Financial Limited 天利金融有限公司 RO 4 28 November 2016 15 May 2018
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 9 04 June 2012 16 February 2016
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 4 04 June 2012 16 February 2016
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 1 04 June 2012 16 February 2016
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 9 04 June 2012 28 January 2015
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 4 04 June 2012 28 January 2015
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 9 26 March 2012 04 June 2012
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 4 26 March 2012 04 June 2012
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 9 26 March 2012 04 June 2012
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 4 26 March 2012 04 June 2012
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 1 26 March 2012 04 June 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 24 January 2011 16 February 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 24 January 2011 16 February 2012
Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 RE 9 28 November 2008 18 October 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 25 August 2003 13 November 2008