SFC Licences of MA Chung Yan, Joanne 馬縱欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	17 December 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	4	17 December 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	17 December 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	24 February 2014	04 December 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	24 February 2014	04 December 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	24 February 2014	04 December 2020
Merrill Lynch (Asia Pacific) Limited	RE	4	31 October 2011	09 November 2013
Merrill Lynch Far East Limited	RE	2	20 September 2010	09 November 2013
Merrill Lynch Futures (Hong Kong) Limited	RE	2	05 March 2004	20 September 2010
Merrill Lynch (Asia Pacific) Limited	RE	1	01 April 2003	09 November 2013
Merrill Lynch Far East Limited	RE	4	01 April 2003	02 March 2004
Merrill Lynch (Asia Pacific) Limited	RE	9	01 April 2003	02 March 2004
Merrill Lynch (Asia Pacific) Limited	RE	4	01 April 2003	02 March 2004
Merrill Lynch (Asia Pacific) Limited	RE	6	01 April 2003	02 March 2004
Merrill Lynch Far East Limited	RE	9	01 April 2003	02 March 2004
Merrill Lynch (Asia Pacific) Limited	RE	7	01 April 2003	02 March 2004
Merrill Lynch Far East Limited	RE	1	01 April 2003	02 March 2004
Merrill Lynch Far East Limited	RE	6	01 April 2003	02 March 2004