SFC Licences of COHEN Richard Max
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 2 | 02 February 2012 | 23 November 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 02 February 2012 | 23 November 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 7 | 02 February 2012 | 01 November 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 14 October 2009 | 02 February 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 14 October 2009 | 02 February 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 14 October 2009 | 02 February 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 29 August 2007 | 25 June 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 05 May 2003 | 25 June 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 May 2003 | 25 June 2009 |