SFC Licences of KOO Hung Yuan, Kevin 顧弘源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Woyi Capital Limited 沃燡資本有限公司 RO 9 05 July 2023
Woyi Capital Limited 沃燡資本有限公司 RO 4 05 July 2023
Opus Securities Limited 創富證券有限公司 RE 1 27 October 2020 31 May 2023
Opus Capital Management Limited 創富資本管理有限公司 RE 9 30 September 2020 31 May 2023
HSZ (Hong Kong) Limited RE 9 28 June 2019 27 April 2020
HSZ (Hong Kong) Limited RE 4 28 June 2019 27 April 2020
Oasis Management (Hong Kong) RE 9 01 August 2006 04 May 2007
Oasis Management (Hong Kong) RE 5 05 August 2005 04 May 2007
Oasis Management (Hong Kong) RE 4 05 August 2005 04 May 2007
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 24 June 2004 27 April 2005
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 01 April 2003 27 April 2005
Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 RE 2 01 April 2003 24 June 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 01 April 2003 16 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 9 01 April 2003 08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 01 April 2003 08 January 2004