SFC Licences of LAU Wing Shan 劉詠珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wealthy Securities Limited 永裕證劵有限公司
RO 1, 4, 9 29 June 2017 09 October 2020
AIF Securities Limited 亞投證券有限公司
RO 1 05 December 2016 09 December 2016
AIF Securities Limited 亞投證券有限公司
RE 1 14 October 2016 05 December 2016
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 04 November 2015 16 July 2016
Select Investment Services Limited 弘富投資服務有限公司
RO 4 05 June 2013 16 December 2014
Select Investment Services Limited 弘富投資服務有限公司
RO 1 06 March 2013 16 December 2014
Select Investment Services Limited 弘富投資服務有限公司
RE 4 06 March 2013 05 June 2013
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司
RE 1 26 January 2011 27 July 2012
HSBC Securities (Asia) Limited
RE 1 19 December 2008 08 June 2010
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司
RE 1 26 May 2006 08 June 2010
Instinet Pacific Limited 極訊亞太有限公司
Instinet Alpha Trading Limited 極訊香港有限公司
RE 1, 4, 7 01 April 2003 13 April 2006
Instinet Pacific Limited 極訊亞太有限公司
Instinet Alpha Trading Limited 極訊香港有限公司
RE 6, 9 01 April 2003 02 March 2004