SFC Licences of LAU Wing Shan 劉詠珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Wealthy Securities Limited 永裕證劵有限公司	RO	9	29 June 2017	09 October 2020
Wealthy Securities Limited 永裕證劵有限公司	RO	4	29 June 2017	09 October 2020
Wealthy Securities Limited 永裕證劵有限公司	RO	1	29 June 2017	09 October 2020
AIF Securities Limited 亞投證券有限公司	RO	1	05 December 2016	09 December 2016
AIF Securities Limited 亞投證券有限公司	RE	1	14 October 2016	05 December 2016
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	04 November 2015	16 July 2016
Select Investment Services Limited 弘富投資服務有限公司	RO	4	05 June 2013	16 December 2014
Select Investment Services Limited 弘富投資服務有限公司	RO	1	06 March 2013	16 December 2014
Select Investment Services Limited 弘富投資服務有限公司	RE	4	06 March 2013	05 June 2013
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	26 January 2011	27 July 2012
HSBC Securities (Asia) Limited	RE	1	19 December 2008	08 June 2010
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	26 May 2006	08 June 2010
Instinet Alpha Trading Limited 極訊香港有限公司	RE	1	01 April 2003	13 April 2006
Instinet Alpha Trading Limited 極訊香港有限公司	RE	7	01 April 2003	13 April 2006
Instinet Pacific Limited 極訊亞太有限公司	RE	1	01 April 2003	13 April 2006
Instinet Alpha Trading Limited 極訊香港有限公司	RE	4	01 April 2003	13 April 2006
Instinet Pacific Limited 極訊亞太有限公司	RE	4	01 April 2003	13 April 2006
Instinet Pacific Limited 極訊亞太有限公司	RE	7	01 April 2003	13 April 2006
Instinet Pacific Limited 極訊亞太有限公司	RE	6	01 April 2003	02 March 2004
Instinet Pacific Limited 極訊亞太有限公司	RE	9	01 April 2003	02 March 2004
Instinet Alpha Trading Limited 極訊香港有限公司	RE	6	01 April 2003	02 March 2004
Instinet Alpha Trading Limited 極訊香港有限公司	RE	9	01 April 2003	02 March 2004