SFC Licences of SCHRANTZ Alexander

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RO	6	30 April 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RO	1	30 April 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	07 December 2012	30 April 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	07 December 2012	30 April 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	07 December 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RO	6	23 September 2011	25 August 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	03 August 2011	25 August 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	6	03 August 2011	23 September 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	31 March 2009	19 March 2011
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	6	11 September 2006	19 March 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RO	6	20 October 2005	19 March 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	20 October 2005
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	16 September 2005
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	13 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	13 October 2004