SFC Licences of LEONG Gary Douglas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 02 November 2016 | |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 02 November 2016 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 22 September 2014 | 22 July 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 07 July 2011 | 30 June 2012 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 January 2010 | 10 January 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 02 February 2006 | 30 April 2009 |