SFC Licences of JEFFERY Paul Richard Carroll

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	31 March 2011	04 July 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	31 March 2011	04 July 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	31 March 2011	04 July 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	31 March 2011	04 July 2012
Ward Ferry Management Limited	RE	9	04 July 2008	30 November 2010
Ward Ferry Management Limited	RE	5	04 July 2008	30 November 2010
Ward Ferry Management Limited	RE	4	04 July 2008	30 November 2010
Credit Suisse Futures (Hong Kong) Limited	RE	7	24 August 2007	09 May 2008
Credit Suisse Futures (Hong Kong) Limited	RE	2	24 August 2007	09 May 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	21 December 2006	09 May 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	05 January 2005	09 May 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RO	1	26 August 2003	21 December 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	01 April 2003	26 August 2003
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	7	01 April 2003	22 August 2003
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	9	01 April 2003	30 July 2003
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	4	01 April 2003	30 July 2003
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	6	01 April 2003	30 July 2003