SFC Licences of WARNES Peter James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Pearl Bridge Asset Management Limited 橋匯資產管理有限公司	RO	9	15 January 2019	06 May 2020
Pearl Bridge Asset Management Limited 橋匯資產管理有限公司	RO	4	15 January 2019	06 May 2020
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RO	9	16 May 2016	24 October 2017
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RO	4	16 May 2016	24 October 2017
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	5	06 October 2014	24 October 2017
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	9	26 August 2014	16 May 2016
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	4	26 August 2014	16 May 2016
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	9	18 March 2011	02 July 2014
JPMorgan Asset Management (Asia Pacific) Limited	RE	4	01 April 2003	02 July 2014
JPMorgan Asset Management (Asia Pacific) Limited	RE	9	01 April 2003	02 July 2014
JPMorgan Asset Management (Asia Pacific) Limited	RE	6	01 April 2003	06 April 2004