SFC Licences of KWOK Wai Ming 郭偉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 | RE | 1 | 04 June 2019 | 18 March 2024 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 | RE | 1 | 14 October 2016 | 15 May 2019 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 1 | 05 October 2007 | 05 May 2016 |