SFC Licences of NG Yam Ming, Tony 吳欽銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 27 February 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 13 June 2012 27 February 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 13 June 2012 02 October 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 24 March 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 24 March 2012
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 06 October 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 29 September 2003