SFC Licences of LEE Pui Hang Julian 李沛鏗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Capital Limited 中國光大融資有限公司 RO 6 04 September 2017 01 July 2020
China Everbright Capital Limited 中國光大融資有限公司 RE 6 12 January 2017 04 September 2017
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 RO 6 22 September 2016 01 July 2020
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 RO 1 22 September 2016 01 July 2020
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 4 22 September 2016 01 July 2020
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 6 07 March 2012 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 4 07 March 2012 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 1 07 March 2012 08 January 2015
Merrill Lynch Far East Limited RO 6 21 June 2007 10 January 2012
Merrill Lynch Far East Limited RO 4 21 June 2007 10 January 2012
Merrill Lynch Far East Limited RO 1 21 June 2007 10 January 2012
Merrill Lynch (Asia Pacific) Limited RO 6 21 June 2007 10 January 2012
Merrill Lynch (Asia Pacific) Limited RO 4 21 June 2007 10 January 2012
Merrill Lynch (Asia Pacific) Limited RO 1 21 June 2007 10 January 2012
Merrill Lynch Far East Limited RE 6 19 May 2005 21 June 2007
Merrill Lynch Far East Limited RE 4 19 May 2005 21 June 2007
Merrill Lynch Far East Limited RE 1 19 May 2005 21 June 2007
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 21 June 2007
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 21 June 2007
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 21 June 2007
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 25 January 2005