SFC Licences of HO Ka Man, Barry 何嘉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 07 June 2004 | 10 June 2005 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 June 2004 | 10 June 2005 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 01 April 2003 | 01 April 2004 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 01 April 2003 | 01 April 2004 |