SFC Licences of KOO Pak Kin 古栢堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pulun International Capital Limited 普倫國際融資有限公司 RO 6 16 September 2015 25 April 2024
Pulun International Capital Limited 普倫國際融資有限公司 RO 1 16 September 2015 03 March 2021
Fortune Financial Capital Limited 富強金融資本有限公司 RO 6 15 February 2012 07 July 2015
Fortune (HK) Securities Limited 富強證券有限公司 RO 1 15 February 2012 07 July 2015
Fortune Financial Capital Limited 富強金融資本有限公司 RE 6 11 January 2012 15 February 2012
Fortune (HK) Securities Limited 富強證券有限公司 RE 1 11 January 2012 15 February 2012
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 07 June 2011 11 August 2011
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 1 07 June 2011 11 August 2011
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 26 April 2011 07 June 2011
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 26 April 2011 07 June 2011
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RO 6 25 June 2009 16 April 2011
Kingston Securities Limited 金利豐證券有限公司 RO 1 25 June 2009 16 April 2011
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RE 6 04 May 2009 25 June 2009
Kingston Securities Limited 金利豐證券有限公司 RE 1 04 May 2009 25 June 2009
Central China International Capital Limited 中州國際融資有限公司 RO 6 17 May 2007 13 April 2009
Central China International Capital Limited 中州國際融資有限公司 RO 1 17 May 2007 13 April 2009
SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 RO 6 17 May 2007 01 September 2008
SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 RO 1 17 May 2007 06 December 2007
SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 RE 6 28 February 2007 17 May 2007
SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 RE 1 28 February 2007 17 May 2007
Central China International Capital Limited 中州國際融資有限公司 RE 6 28 February 2007 17 May 2007
Central China International Capital Limited 中州國際融資有限公司 RE 1 28 February 2007 17 May 2007
Oriental Patron Asia Limited 東英亞洲有限公司 RE 6 01 April 2003 15 October 2005
Oriental Patron Asia Limited 東英亞洲有限公司 RE 4 01 April 2003 24 May 2004
Oriental Patron Asia Limited 東英亞洲有限公司 RE 9 01 April 2003 24 May 2004