SFC Licences of HO Ka Ling 何嘉玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 31 July 2008 01 June 2010
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 31 July 2008 01 June 2010
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 27 October 2007 03 June 2008
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 25 June 2007 14 July 2007
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 30 May 2007 14 July 2007
Anuenue Securities Limited 鉅亨證券有限公司 RE 1 15 May 2007 21 May 2007
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 20 April 2005 12 March 2007
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 November 2004 12 March 2007
JS Securities Limited 晉商證券有限公司 RE 7 01 April 2003 01 September 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 7 01 April 2003 01 September 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 9 01 April 2003 01 September 2003
JS Securities Limited 晉商證券有限公司 RE 1 01 April 2003 01 September 2003
JS Securities Limited 晉商證券有限公司 RE 4 01 April 2003 01 September 2003
JS Securities Limited 晉商證券有限公司 RE 9 01 April 2003 01 September 2003
JS Securities Limited 晉商證券有限公司 RE 6 01 April 2003 01 September 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 4 01 April 2003 01 September 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 6 01 April 2003 01 September 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 01 April 2003 01 September 2003