SFC Licences of CHENG Wing Che 鄭詠芝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017 31 January 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 31 January 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 23 May 2014 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 23 May 2014 02 October 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 14 April 2005 05 January 2009
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 18 August 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 15 February 2005