SFC Licences of LEUNG Man Tat 梁文達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Holly International Financial Holdings Limited 弘業國際金融控股有限公司 | RO | 1 | 22 August 2022 | 31 August 2023 |
Holly International Asset Management Company Limited 弘業國際資產管理有限公司 | RE | 9 | 30 March 2022 | 31 August 2023 |
Holly International Asset Management Company Limited 弘業國際資產管理有限公司 | RE | 4 | 30 March 2022 | 31 August 2023 |
Holly International Financial Holdings Limited 弘業國際金融控股有限公司 | RE | 1 | 30 March 2022 | 22 August 2022 |
UCAP Securities (HK) Limited 佑聯證券有限公司 | RO | 9 | 05 August 2020 | 30 September 2021 |
UCAP Securities (HK) Limited 佑聯證券有限公司 | RO | 4 | 05 August 2020 | 30 September 2021 |
UCAP Securities (HK) Limited 佑聯證券有限公司 | RO | 1 | 05 August 2020 | 30 September 2021 |
Mainland Asset Management Limited 美聯匯鑫管理有限公司 | RO | 9 | 03 September 2019 | 04 March 2020 |
Mainland Asset Management Limited 美聯匯鑫管理有限公司 | RO | 4 | 03 September 2019 | 04 March 2020 |
Mainland Securities Limited 美聯證券有限公司 | RO | 1 | 28 November 2018 | 04 March 2020 |
Mainland Securities Limited 美聯證券有限公司 | RE | 1 | 06 November 2018 | 28 November 2018 |
Bluemount Asset Management Limited 藍山資產管理有限公司 | RO | 9 | 16 April 2018 | 31 October 2018 |
Bluemount Securities Limited 藍山證券有限公司 | RE | 4 | 16 April 2018 | 31 October 2018 |
Bluemount Securities Limited 藍山證券有限公司 | RE | 1 | 16 April 2018 | 31 October 2018 |
AIF Securities Limited 亞投證券有限公司 | RO | 5 | 31 July 2017 | 17 October 2017 |
AIF Securities Limited 亞投證券有限公司 | RO | 2 | 31 July 2017 | 17 October 2017 |
Amber Hill Asset Management Limited 安山資產管理有限公司 | RO | 9 | 05 December 2016 | 17 October 2017 |
Amber Hill Asset Management Limited 安山資產管理有限公司 | RO | 4 | 05 December 2016 | 17 October 2017 |
AIF Securities Limited 亞投證券有限公司 | RO | 1 | 05 December 2016 | 17 October 2017 |
PC Securities Limited 寶鉅證券有限公司 | RO | 9 | 06 July 2016 | 15 November 2016 |
PC Securities Limited 寶鉅證券有限公司 | RO | 4 | 06 July 2016 | 15 November 2016 |
PC Securities Limited 寶鉅證券有限公司 | RO | 1 | 07 December 2015 | 15 November 2016 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RO | 9 | 29 December 2014 | 06 November 2015 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RO | 4 | 29 December 2014 | 06 November 2015 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RO | 1 | 29 December 2014 | 06 November 2015 |
MFG Limited 峰滙金融集團有限公司 | RO | 5 | 12 November 2012 | 02 January 2014 |
MFG Limited 峰滙金融集團有限公司 | RO | 4 | 12 November 2012 | 02 January 2014 |
MFG Limited 峰滙金融集團有限公司 | RO | 2 | 12 November 2012 | 02 January 2014 |
MFG Limited 峰滙金融集團有限公司 | RO | 1 | 12 November 2012 | 02 January 2014 |
MFG Limited 峰滙金融集團有限公司 | RE | 9 | 08 October 2012 | 02 January 2014 |
MFG Limited 峰滙金融集團有限公司 | RE | 5 | 08 October 2012 | 12 November 2012 |
MFG Limited 峰滙金融集團有限公司 | RE | 4 | 08 October 2012 | 12 November 2012 |
MFG Limited 峰滙金融集團有限公司 | RE | 2 | 08 October 2012 | 12 November 2012 |
MFG Limited 峰滙金融集團有限公司 | RE | 1 | 08 October 2012 | 12 November 2012 |
Huarong International Securities Limited 華融國際證券有限公司 | RO | 4 | 12 September 2011 | 06 September 2012 |
Huarong International Securities Limited 華融國際證券有限公司 | RO | 2 | 12 September 2011 | 06 September 2012 |
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 30 June 2006 | 01 December 2009 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 4 | 29 December 2005 | 01 December 2009 |
Open Securities Limited 開盤證券有限公司 | RO | 9 | 07 February 2005 | 05 December 2005 |
Open Securities Limited 開盤證券有限公司 | RO | 6 | 07 February 2005 | 05 December 2005 |
Open Securities Limited 開盤證券有限公司 | RO | 4 | 07 February 2005 | 05 December 2005 |
Open Securities Limited 開盤證券有限公司 | RO | 1 | 07 February 2005 | 05 December 2005 |
Open Asset Management Limited 開盤資産管理有限公司 | RO | 4 | 07 February 2005 | 05 December 2005 |
Open Securities Limited 開盤證券有限公司 | RE | 9 | 03 December 2004 | 07 February 2005 |
Open Securities Limited 開盤證券有限公司 | RE | 4 | 03 December 2004 | 07 February 2005 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 03 December 2004 | 07 February 2005 |
Beijing Securities Limited 北京證券有限公司 | RO | 9 | 24 June 2004 | 03 December 2004 |
Beijing Securities Limited 北京證券有限公司 | RO | 4 | 24 June 2004 | 03 December 2004 |
Beijing Securities Limited 北京證券有限公司 | RO | 1 | 24 June 2004 | 03 December 2004 |
Beijing Securities Limited 北京證券有限公司 | RE | 9 | 13 May 2004 | 24 June 2004 |
Beijing Securities Limited 北京證券有限公司 | RE | 4 | 13 May 2004 | 24 June 2004 |
Beijing Securities Limited 北京證券有限公司 | RE | 1 | 13 May 2004 | 24 June 2004 |
Open Securities Limited 開盤證券有限公司 | RO | 9 | 08 December 2003 | 09 May 2004 |
Open Securities Limited 開盤證券有限公司 | RO | 1 | 08 December 2003 | 09 May 2004 |
Open Asset Management Limited 開盤資産管理有限公司 | RO | 4 | 08 December 2003 | 09 May 2004 |
Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 | RO | 1 | 01 April 2003 | 22 September 2003 |