SFC Licences of TANG Siu Lai, Stanley 鄧兆澧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Capital Limited 國泰君安融資有限公司 RO 6 01 August 2012 19 December 2023
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 04 October 2010 01 August 2012
China Everbright Capital Limited 中國光大融資有限公司 RE 6 28 October 2009 09 September 2010
China Everbright Capital Limited 中國光大融資有限公司 RE 1 28 October 2009 09 September 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 6 28 October 2009 09 September 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 28 October 2009 09 September 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 02 May 2008 02 December 2008
Macquarie Corporate (Hong Kong) Limited RE 6 31 March 2008 02 December 2008
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 31 March 2008 02 December 2008
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RE 6 27 June 2007 19 March 2008
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 6 30 June 2005 01 August 2007
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 30 May 2005 14 June 2005
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 05 July 2004 26 May 2005
Evolution Asia Investments Limited RE 6 19 April 2004 14 May 2004
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 01 April 2003 08 January 2004