SFC Licences of SHUM Anthony Chi-chung 岑志中

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RO	6	01 February 2016	11 October 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RO	4	01 February 2016	11 October 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RO	1	01 February 2016	11 October 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	6	22 October 2012	01 February 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	4	22 October 2012	01 February 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	22 October 2012	01 February 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	31 August 2010	31 December 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	31 August 2010	31 December 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	31 August 2010	31 December 2011
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	6	01 April 2003	28 June 2010
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	01 April 2003	28 June 2010
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	9	01 April 2003	30 August 2004
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	4	01 April 2003	30 August 2004