SFC Licences of HO Ming Wai, Alberta 何明蕙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 March 2015 | 25 December 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 October 2014 | 25 December 2015 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 11 June 2014 | 29 September 2014 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 4 | 24 May 2005 | 22 August 2006 |