SFC Licences of CHOON Yew Khee 秦耀奇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wisetrade Securities Limited 明智證券有限公司 RO 1 24 October 2018 28 July 2021
GAM Hong Kong Limited 環球投資(香港)有限公司 RO 4 11 December 2013 07 April 2017
GAM Hong Kong Limited 環球投資(香港)有限公司 RO 1 11 December 2013 07 April 2017
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 4 07 November 2013 11 December 2013
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 1 07 November 2013 11 December 2013
Lazard Asset Management (Hong Kong) Limited RO 4 20 November 2008 01 November 2013
Lazard Asset Management (Hong Kong) Limited RO 1 20 November 2008 01 November 2013
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 25 July 2006 05 March 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 24 July 2006 05 March 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 24 July 2006 05 March 2008
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RO 1 31 October 2005 15 July 2006
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RO 9 25 October 2005 15 July 2006
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RO 9 25 October 2005 15 July 2006
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 03 December 2004 25 October 2005
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 9 03 December 2004 25 October 2005
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RO 4 27 October 2004 15 July 2006
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RO 4 27 October 2004 15 July 2006
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RO 1 27 October 2004 15 July 2006
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 1 01 April 2003 27 October 2004
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 01 April 2003 27 October 2004
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 4 01 April 2003 27 October 2004
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 9 01 April 2003 17 August 2004
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 6 01 April 2003 17 August 2004
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 01 April 2003 17 August 2004
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 6 01 April 2003 17 August 2004