SFC Licences of SZE Wing 施榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 2 28 March 2011 31 August 2012
Morgan Stanley Hong Kong Securities Limited RE 1 28 March 2011 31 August 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 28 March 2011 31 August 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 28 March 2011 31 August 2012
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 9 16 July 2010 13 November 2010
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 07 January 2004 17 May 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 1 07 January 2004 17 May 2004
Goldin Equities Limited 高銀(證券)有限公司 RE 1 01 April 2003 17 May 2004
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 1 01 April 2003 17 May 2004
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 7 01 April 2003 29 April 2004
Goldin Equities Limited 高銀(證券)有限公司 RE 4 01 April 2003 30 October 2003
Goldin Equities Limited 高銀(證券)有限公司 RE 6 01 April 2003 30 October 2003
Goldin Equities Limited 高銀(證券)有限公司 RE 9 01 April 2003 30 October 2003
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 4 01 April 2003 30 October 2003
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 6 01 April 2003 30 October 2003
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 9 01 April 2003 30 October 2003