SFC Licences of CHAN Sze Man 陳思雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 05 July 2011 | 04 May 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 05 July 2011 | 04 May 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 July 2011 | 04 May 2016 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 5 | 08 November 2006 | 22 June 2011 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 4 | 08 November 2006 | 22 June 2011 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 1 | 02 November 2006 | 22 June 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 09 September 2004 | 28 August 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 September 2004 | 28 August 2006 |