SFC Licences of YEUNG Nga Ying 楊雅瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RO 4 03 March 2022 12 January 2023
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RO 1 03 March 2022 12 January 2023
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 4 09 February 2022 03 March 2022
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 1 09 February 2022 03 March 2022
Hanyuanyongchang International Limited 漢元永昌國際有限公司 RO 4 14 December 2020 19 October 2021
Hanyuanyongchang International Limited 漢元永昌國際有限公司 RO 1 14 December 2020 19 October 2021
United Securities Limited 團結證券有限公司 RE 4 04 September 2019 05 March 2020
United Securities Limited 團結證券有限公司 RE 1 04 September 2019 05 March 2020
United Securities Limited 團結證券有限公司 RE 9 22 October 2018 05 March 2020
United Securities Limited 團結證券有限公司 RO 4 14 September 2018 04 September 2019
United Securities Limited 團結證券有限公司 RO 1 14 September 2018 04 September 2019
United Securities Limited 團結證券有限公司 RE 4 30 July 2018 14 September 2018
United Securities Limited 團結證券有限公司 RE 1 30 July 2018 14 September 2018
The Core Securities Company Limited 核聚證券有限公司 RO 4 15 September 2017 20 April 2018
The Core Securities Company Limited 核聚證券有限公司 RO 1 15 September 2017 20 April 2018
United Securities Limited 團結證券有限公司 RO 4 06 September 2016 14 August 2017
United Securities Limited 團結證券有限公司 RO 1 06 September 2016 14 August 2017
United Securities Limited 團結證券有限公司 RE 4 02 August 2016 06 September 2016
United Securities Limited 團結證券有限公司 RE 1 02 August 2016 06 September 2016
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RO 4 11 March 2008 10 March 2016
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RO 1 11 March 2008 10 March 2016
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RO 3 11 March 2008 01 November 2010
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 29 September 2005 11 March 2008
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 3 10 January 2005 11 March 2008
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 10 January 2005 11 March 2008