SFC Licences of NG Lai Man, Carmen 吳麗文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Redwood Asset Management Limited 紅木林資產管理有限公司 | RO | 9 | 12 December 2019 | |
| Redwood Asset Management Limited 紅木林資產管理有限公司 | RO | 4 | 12 December 2019 | |
| Redwood Asset Management Limited 紅木林資產管理有限公司 | RO | 1 | 12 December 2019 | |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RO | 9 | 10 May 2018 | 11 March 2019 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RO | 4 | 10 May 2018 | 11 March 2019 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 1 | 15 February 2017 | 11 March 2019 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 9 | 11 March 2014 | 10 May 2018 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 4 | 11 March 2014 | 10 May 2018 |
| Optima Capital Limited 創越融資有限公司 | RE | 6 | 13 June 2007 | 24 December 2007 |