SFC Licences of LO Chi Keung 盧志強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Forte Securities (Asia) Limited | RE | 2 | 21 February 2022 | 18 May 2022 |
| Forte Securities (Asia) Limited | RE | 1 | 21 February 2022 | 18 May 2022 |
| De Riva Asia Limited | RE | 2 | 04 January 2016 | 23 October 2020 |
| De Riva Asia Limited | RE | 1 | 04 January 2016 | 23 October 2020 |
| ICAP Securities Hong Kong Limited | RE | 2 | 08 February 2006 | 31 October 2015 |
| ICAP Securities Hong Kong Limited | RE | 1 | 08 February 2006 | 31 October 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 30 September 2003 | 03 February 2006 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 01 April 2003 | 03 February 2006 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 5 | 01 April 2003 | 25 July 2003 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 9 | 01 April 2003 | 25 July 2003 |