SFC Licences of TUNG Shun 董淳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMB International Securities Limited 招銀國際證券有限公司	RE	4	02 November 2017	17 November 2017
CMB International Global Markets Limited 招銀國際環球市場有限公司	RO	1	24 June 2016	17 November 2017
CMB International Securities Limited 招銀國際證券有限公司	RO	1	17 June 2016	17 November 2017
CMB International Securities Limited 招銀國際證券有限公司	RE	1	30 July 2014	17 June 2016
CMB International Securities Limited 招銀國際證券有限公司	RO	1	15 June 2010	30 July 2014
CMB International Capital Holdings Corporation Limited	RO	1	22 September 2009	28 July 2011
CMB International Capital Holdings Corporation Limited	RE	1	27 May 2009	22 September 2009
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	01 April 2003	18 May 2009
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	9	01 April 2003	30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	6	01 April 2003	30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	01 April 2003	30 December 2003