SFC Licences of TUNG Shun 董淳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 02 November 2017 17 November 2017
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 1 24 June 2016 17 November 2017
CMB International Securities Limited 招銀國際證券有限公司 RO 1 17 June 2016 17 November 2017
CMB International Securities Limited 招銀國際證券有限公司 RE 1 30 July 2014 17 June 2016
CMB International Securities Limited 招銀國際證券有限公司 RO 1 15 June 2010 30 July 2014
CMB International Capital Holdings Corporation Limited RO 1 22 September 2009 28 July 2011
CMB International Capital Holdings Corporation Limited RE 1 27 May 2009 22 September 2009
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 01 April 2003 18 May 2009
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 01 April 2003 30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 6 01 April 2003 30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 9 01 April 2003 30 December 2003