SFC Licences of HO Kar Ming 何嘉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Infinity Asset Management Limited 天恒資產管理有限公司 | RE | 9 | 27 October 2020 | 16 May 2022 |
Infinity Asset Management Limited 天恒資產管理有限公司 | RE | 4 | 27 October 2020 | 16 May 2022 |
Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 | RE | 9 | 09 June 2014 | 29 August 2014 |
Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 9 | 21 October 2013 | 31 May 2014 |
Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 4 | 21 October 2013 | 31 May 2014 |
International Commerce Corporation | RE | 9 | 06 April 2011 | 29 March 2012 |
International Commerce Corporation | RE | 4 | 06 April 2011 | 29 March 2012 |
PFC International Company Limited | RE | 1 | 03 June 2010 | 28 February 2011 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 26 March 2007 | 31 March 2009 |
Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 | RE | 4 | 01 December 2005 | 06 July 2006 |
UKFP (Asia) HK Limited | RE | 1 | 01 April 2003 | 04 April 2005 |
UKFP (Asia) HK Limited | RE | 4 | 01 April 2003 | 13 October 2004 |
UKFP (Asia) HK Limited | RE | 9 | 01 April 2003 | 28 September 2004 |
UKFP (Asia) HK Limited | RE | 6 | 01 April 2003 | 28 September 2004 |