SFC Licences of YU Pui Pui 余珮珮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 1 03 July 2014 31 May 2019
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 17 July 2006 08 March 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 17 July 2006 08 March 2014
GT Capital Limited 高富金融有限公司 RO 1 24 October 2005 24 April 2006
GT Capital Limited 高富金融有限公司 RE 4 12 September 2005 15 May 2006
GT Capital Limited 高富金融有限公司 RE 1 15 August 2005 24 October 2005
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 05 August 2003 01 August 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 05 August 2003 01 August 2005
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 26 April 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 26 April 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 26 April 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 26 April 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 26 April 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 26 April 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 26 April 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 26 April 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 26 April 2003