SFC Licences of LEUNG Koon Yin 梁冠賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 21 June 2011 | 30 November 2017 |
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 21 June 2011 | 30 November 2017 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 6 | 04 July 2007 | 11 June 2011 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 15 August 2006 | 11 June 2011 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 15 August 2006 | 11 June 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 25 October 2004 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 25 October 2004 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 06 May 2004 |