SFC Licences of LEE Yin Tak 李賢德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Target Capital Management Limited 泰達資產管理有限公司 RE 9 20 October 2017
Target Capital Management Limited 泰達資產管理有限公司 RE 4 20 October 2017
Target Capital Management Limited 泰達資產管理有限公司 RE 1 20 October 2017
Inter Capital Resources Limited 國際資本有限公司 RO 9 15 June 2017 20 October 2017
Inter Capital Resources Limited 國際資本有限公司 RO 4 15 June 2017 20 October 2017
Inter Capital Resources Limited 國際資本有限公司 RO 1 15 June 2017 20 October 2017
Target Capital Management Limited 泰達資產管理有限公司 RO 9 22 November 2016 09 April 2017
Target Capital Management Limited 泰達資產管理有限公司 RO 4 22 November 2016 09 April 2017
Target Capital Management Limited 泰達資產管理有限公司 RO 1 22 November 2016 09 April 2017
Target Capital Management Limited 泰達資產管理有限公司 RE 9 29 October 2013 22 November 2016
Target Capital Management Limited 泰達資產管理有限公司 RE 4 29 October 2013 22 November 2016
Target Capital Management Limited 泰達資產管理有限公司 RE 1 29 October 2013 22 November 2016
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 04 February 2013 11 October 2013
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 03 January 2013 11 October 2013
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 03 January 2013 11 October 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 14 November 2006 30 May 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 14 November 2006 30 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 14 November 2006 30 May 2008
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 15 October 2003 01 December 2005
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 5 15 October 2003 01 December 2005
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 15 October 2003 01 December 2005
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 9 15 October 2003 01 December 2005
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 5 15 October 2003 01 December 2005
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 4 15 October 2003 01 December 2005
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 1 15 October 2003 01 December 2005
Cheetah Investment Management Limited 捷達投資管理有限公司 RE 4 01 April 2003 08 September 2003
Cheetah Investment Management Limited 捷達投資管理有限公司 RE 9 01 April 2003 08 September 2003