SFC Licences of HO Kam Wing 何錦榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 9 | 18 November 2004 | 10 June 2005 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 04 November 2004 | 10 June 2005 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 18 August 2004 | 10 June 2005 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 18 August 2004 | 10 June 2005 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 01 April 2003 | 29 October 2003 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 6 | 01 April 2003 | 29 October 2003 |