SFC Licences of TAI Yiu Kuen, Kevin 戴耀權

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 23 April 2024
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 23 April 2024
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 23 April 2024
KGI Asia Limited 凱基證券亞洲有限公司 RO 4 16 March 2022 12 December 2023
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 16 March 2022 12 December 2023
KGI Asset Management Limited 凱基資產管理有限公司 RO 9 16 March 2022 12 December 2023
KGI Asset Management Limited 凱基資產管理有限公司 RO 4 16 March 2022 12 December 2023
KGI Asset Management Limited 凱基資產管理有限公司 RO 1 16 March 2022 12 December 2023
KGI Capital Asia Limited 凱基金融亞洲有限公司 RO 4 16 March 2022 12 December 2023
KGI Capital Asia Limited 凱基金融亞洲有限公司 RO 1 16 March 2022 12 December 2023
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 14 January 2022 16 March 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 14 January 2022 16 March 2022
KGI Asset Management Limited 凱基資產管理有限公司 RE 9 14 January 2022 16 March 2022
KGI Asset Management Limited 凱基資產管理有限公司 RE 4 14 January 2022 16 March 2022
KGI Asset Management Limited 凱基資產管理有限公司 RE 1 14 January 2022 16 March 2022
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 4 14 January 2022 16 March 2022
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 1 14 January 2022 16 March 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RO 9 22 January 2021 31 December 2021
Bright Fund Management Limited 光明投資管理有限公司 RO 9 11 July 2018 31 December 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 4 09 July 2018 31 December 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 09 July 2018 31 December 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RO 4 09 July 2018 31 December 2021
Bright Fund Management Limited 光明投資管理有限公司 RO 4 30 March 2017 31 December 2021
Bright Fund Management Limited 光明投資管理有限公司 RO 1 30 March 2017 31 December 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RO 1 15 March 2005 31 December 2021
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RO 1 28 January 2004 31 December 2021