SFC Licences of SO Shun Yi, Louisa 蘇順儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Merrill Lynch Far East Limited	RE	2	07 September 2015	08 March 2021
Merrill Lynch Far East Limited	RE	1	07 September 2015	08 March 2021
Merrill Lynch (Asia Pacific) Limited	RE	1	07 September 2015	08 March 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	31 May 2013	14 August 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	28 August 2008	14 August 2015
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	28 August 2008	31 August 2013
Morgan Stanley Hong Kong Futures Limited	RE	7	02 May 2008	11 August 2008
Morgan Stanley Hong Kong Futures Limited	RE	2	02 May 2008	11 August 2008
Morgan Stanley Hong Kong Securities Limited	RE	1	02 May 2008	11 August 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	02 May 2008	11 August 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	02 May 2008	11 August 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	01 February 2005	28 March 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	01 February 2005	28 March 2008