SFC Licences of LAM Chi Kwan 林志坤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Premia Partners Company Limited 睿亞資產管理有限公司 RE 9 29 May 2017 11 January 2019
Alpine River Capital Management (HK) Limited 香港高滙投資有限公司 RE 9 08 June 2015 30 November 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 2 02 November 2012 06 January 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 31 July 2012 06 January 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 31 July 2012 06 January 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 31 July 2012 06 January 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 02 February 2009 06 January 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 02 February 2009 06 January 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 02 February 2009 06 January 2014
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 9 17 September 2007 01 January 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 5 17 September 2007 01 January 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 17 September 2007 01 January 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 2 17 September 2007 01 January 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 17 July 2007 01 January 2009
CLSA Limited 中信里昂證券有限公司 RE 1 13 April 2005 28 May 2007
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 RE 9 01 April 2003 23 March 2005
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 RE 4 01 April 2003 06 November 2003
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 RE 6 01 April 2003 06 November 2003