SFC Licences of CHANG Steve Deh-Mo 張德懋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 9 20 December 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 4 20 December 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 1 20 December 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RE 1 06 December 2021 20 December 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RE 9 21 October 2021 20 December 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RE 4 21 October 2021 20 December 2023
RAYS Capital Partners Limited 睿思資本有限公司 RE 9 08 June 2018 30 June 2021
RAYS Capital Partners Limited 睿思資本有限公司 RE 4 08 June 2018 30 June 2021
Merrill Lynch Far East Limited RO 2 27 January 2017 03 January 2018
Merrill Lynch Far East Limited RE 2 22 September 2016 27 January 2017
Merrill Lynch Far East Limited RO 1 17 February 2016 03 January 2018
Merrill Lynch (Asia Pacific) Limited RO 1 17 February 2016 03 January 2018
Merrill Lynch Far East Limited RO 2 17 February 2016 22 September 2016
Merrill Lynch Far East Limited RE 2 26 August 2014 17 February 2016
Merrill Lynch Far East Limited RE 1 26 August 2014 17 February 2016
Merrill Lynch (Asia Pacific) Limited RE 1 26 August 2014 17 February 2016
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 9 19 January 2011 21 August 2014
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 4 19 January 2011 21 August 2014
Merrill Lynch Far East Limited RE 2 20 August 2010 01 November 2010
Merrill Lynch Far East Limited RE 1 01 September 2009 01 November 2010
Merrill Lynch (Asia Pacific) Limited RE 1 01 September 2009 01 November 2010
Merrill Lynch Futures (Hong Kong) Limited RE 2 01 September 2009 20 August 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 08 August 2007 19 November 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 08 August 2007 19 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 08 August 2007 19 November 2008
Morgan Stanley Hong Kong Securities Limited RE 1 26 October 2005 05 June 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 05 June 2007
Morgan Stanley Hong Kong Futures Limited RE 2 01 April 2003 05 June 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 05 June 2007
Morgan Stanley Hong Kong Futures Limited RE 7 01 April 2003 05 June 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004