SFC Licences of AU Maureen 柯橞錤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 28 October 2004 | 31 December 2009 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 28 October 2004 | 31 December 2009 |
Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 09 July 2003 | 01 June 2004 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 6 | 01 April 2003 | 09 July 2003 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 4 | 01 April 2003 | 09 July 2003 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 9 | 01 April 2003 | 09 July 2003 |