SFC Licences of AU Maureen 柯橞錤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 9 28 October 2004 31 December 2009
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 28 October 2004 31 December 2009
Platinum Broking Company Limited 百德能經紀有限公司 RE 1 09 July 2003 01 June 2004
Platinum Securities Company Limited 百德能證券有限公司 RE 6 01 April 2003 09 July 2003
Platinum Securities Company Limited 百德能證券有限公司 RE 4 01 April 2003 09 July 2003
Platinum Securities Company Limited 百德能證券有限公司 RE 9 01 April 2003 09 July 2003