SFC Licences of CHING Yuk Shan, Maggie 程玉珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	5	06 June 2019	01 December 2019
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	4	06 June 2019	01 December 2019
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	2	06 June 2019	01 December 2019
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	1	06 June 2019	01 December 2019
Merrill Lynch Futures (Hong Kong) Limited	RE	2	02 March 2007	21 October 2008
Merrill Lynch Far East Limited	RE	1	02 March 2007	21 October 2008
Merrill Lynch (Asia Pacific) Limited	RE	1	02 March 2007	21 October 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	04 May 2006	02 February 2007
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RE	4	01 April 2003	26 November 2003
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RE	6	01 April 2003	26 November 2003
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RE	1	01 April 2003	26 November 2003
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RE	9	01 April 2003	26 November 2003