SFC Licences of LIU Wing Tak 廖永德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 14 March 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 14 March 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 19 April 2004 07 June 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 06 March 2019
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 06 March 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 22 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 22 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 22 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 22 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 22 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 22 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 22 September 2003